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SBS Market Conduct Examinations Service
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SBS Market Conduct Examinations - SBS Market Conduct Examinations supports a wide variety of regulatory needs when tracking market conduct examinations. Through this SBS service, the state can track all key elements — examiners, locations, costs, violations, and penalties — of a market conduct exam using SBS case management functionality.

  • Track progress of case through use of various date fields
  • Upload attachments and create correspondence from the case summary
  • Associate related exams by adding links to the case summary pages
  • Comprehensive history tracking and report creation
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