SBS Market Conduct Examinations supports a wide variety of regulatory needs when tracking market conduct examinations. Through this SBS service, the state can track all key elements—examiners, locations, costs, violations, and penalties—of a market conduct exam using SBS case management functionality relied upon throughout SBS.

• Track case status, locations, and examiners
• Manage and report exam expenses
• Record exam violations and penalties
• Track legal cases and associated parties